By Cory Roberson, Principal at FIN Compliance and FIN Lancer
Advisors,
Are you an Existing, Start-up or Breakaway investment advisor?
Managing your firm's compliance program can be a challenging feat when factoring in the demands of your other business activities. Now, while the summer season approaches, could be great time to evaluate your firm’s annual and ongoing compliance obligations.
We Invite You To Fill Out Our Brief Survey HERE:
Are you an Existing, Start-up or Breakaway investment advisor?
Managing your firm's compliance program can be a challenging feat when factoring in the demands of your other business activities. Now, while the summer season approaches, could be great time to evaluate your firm’s annual and ongoing compliance obligations.
We Invite You To Fill Out Our Brief Survey HERE:
For more inquiries, please contact
Cory Roberson
Roberson Ventures Group, LLC.
2950 Buskirk Ave, Suite 300, Walnut Creek, CA 94597
Phone: 650-305-2688
Email: cory@robersonconsults.com or cory@riareview.comOur Mission: “Serving the Investment Community to Make a Social Impact”
Compliance and Business Management
FIN Compliance (FINCompliance.io) is a
consortium of compliance services including: RIA Consults-Roberson Consults
Group, a compliance consulting firm, RIA Review, a compliance-management
software tool (SaaS), B-D Review, a RIA/Broker-Dealer compliance management
software tool, and FINLancer is a business
management portal featuring: E-signature tools; Invoicing integration,
Vendor Directory, continuity directory*, business client document portal, and
more (available by Q3 2019). Access all services
on one site: FINCompliance.io.
Impact
FIN Missions (FINmissions.com) provides business support group
sessions for other entrepreneurs. In addition, Cory has volunteered
for more than fifteen youth programs in locations such as like S. Korea, China,
S. Africa, Thailand, and India.
No comments:
Post a Comment